Deploying Countermeasures to the SECs Dodd-Frank Whistleblower Awards
By Toby J.F. Bishop and Mohammed Ahmed
Section 922 of Dodd-Frank created awards of 10%-30% of monetary sanctions for whistleblowers who report to the SEC original information leading to securities law enforcement actions that recover more than $1 million. Here are 10 actions organizations might take to help mitigate the increased regulatory risk this change may create.
Subscribers: Log in below to read the full story