July 2009
Deciphering SEC Enforcement and Its Impact on e-DiscoveryBy Virginia P. Henschel
In October 2008, the Securities and Exchange Commission (SEC) for the first time made public its Enforcement Manual, the agency’s internal reference guide for Enforcement Division staff in the investigation of potential violations of the federal securities laws. Law firms and corporations involved in matters before the SEC will find it a valuable resource to aid their understanding of SEC operations.
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