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The Road to SEC Compliance

The SEC recently issued new rules regulating the conduct of attorneys practicing before it. The SEC has also proposed a new rule ' open for a 60-day comment period ' that would create an 8-K public reporting requirement by the board of directors, to be triggered by a lawyer's mandatory withdrawal from the representation in the event of uncorrected client actions.

19 minute read August 19, 2003 at 03:38 PM
By
Susan Hackett
The Road to SEC Compliance

The Securities and Exchange Commission (SEC) recently issued new rules regulating the conduct of attorneys practicing before it.

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