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Federal Courts Adopt Narrow Constructions of Sarbanes-Oxley Legislation

A look at recent Federal Court decisions interpreting section 304 and section 1514A(a)(1) of SOX. These rulings may provide insight into how Federal Courts will apply any broad powers granted by a looming round of legislation.

31 minute read June 24, 2009 at 07:58 AM
By
Robert S. Reder And Matthew A. Thiel
Federal Courts Adopt Narrow Constructions of Sarbanes-Oxley Legislation

Complex and systemic, the current financial crisis is nearly certain to yield extensive legislation regulating everything from the financial markets to mortgage brokers to ratings agencies.

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