According to a survey conducted by the Investment Company Institute and the Securities Industry Association, approximately 57 million households, half of all U.S. households, a threefold increase from the early 1980s, own stocks directly or through a mutual fund.
The SEC's Renewed Focus on Regulation FD
In the past 18 months, the SEC has brought two Regulation Fair Disclosure ("Regulation FD") enforcement actions. While this number may not appear particularly significant, past history (the SEC brought seven enforcement actions from 2002 to 2005) and recent SEC guidance indicates that the SEC has renewed its emphasis on enforcing Regulation FD.
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Jay V. ShahThis premium content is locked for LawJournalNewsletters subscribers only
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