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The First Five Years of the SEC Whistleblower Program

We mark the fifth anniversary of the Whistleblower program with this two-part retrospective. This month, we take a broad look at how the program intakes tips from Whistleblowers and what the SEC does with them. Next month, we will look more closely at the program's track record in issuing awards.

12 minute read August 01, 2016 at 12:01 PM
By
Stephanie Korenman and Aegis J. Frumento
The First Five Years of the SEC Whistleblower Program

The Dodd-Frank Act directed that bounties be paid to persons bringing evidence of financial wrongdoing to the Securities and Exchange Commission (SEC).

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