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<i>Forest Capital</i><br><i><font size="-1">Is It a Case of UCC Article 8 Versus 9?</i></font>

Institutions that maintain and manage securities accounts for businesses and other customers perform a critical function for the securities and lending…

12 minute read February 01, 2017 at 12:02 AM
By
Barbara M. Goodstein
<i>Forest Capital</i><br><i><font size="-1">Is It a Case of UCC Article 8 Versus 9?</i></font>

Institutions that maintain and manage securities accounts for businesses and other customers perform a critical function for the securities and lending industries. These intermediaries, consisting primarily of investment managers, broker-dealers and banks, manage more than $62 trillion in assets for both individual and institutional clients.

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