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In the Courts

Tenth Circuit Lowers Investment Advisor's Disgorgement from $35 to $5 Million

3 minute read May 01, 2018 at 12:05 AM
By
Dennis Mahoney
In the Courts

Tenth Circuit Lowers Investment Advisor's Disgorgement from $35 to $5 Million

On March 5, a panel of the Tenth Circuit lowered former New Mexico investment advisor Charles Kokesh's disgorgement judgment to one-seventh of its initial $35 million.

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