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Regulation

  • The Securities and Exchange Commission (SEC) has underscored the critical importance of Marketing Rule compliance through a series of recent enforcement actions and risk alerts. This article delves into the challenges that investment advisers must navigate when marketing their services. It also explores how legal counsel and compliance consultants can effectively support their clients in adhering to both the explicit requirements and nuanced aspects of the Marketing Rule.

    October 01, 2024Colleen Corwell, Shannon Nolan and Nikolas Simonlacaj
  • Regardless of whether the FTC's Final Rule ever becomes effective, that will not impact the growing number of state laws that regulate noncompetes and other types of restrictive covenants, meaning that the overall issue of restrictive covenant strategy and compliance remains alive for nearly all employers, even while the Final Rule is currently set aside.

    October 01, 2024Ryan Glasgow, Christopher Pardo and Katherine Sandberg
  • Tools have been developed to perform vocal cloning, leading to vocal deepfakes becoming a common source of scams and misinformation. And these issues have only been exacerbated by a lack of appropriate laws and regulations to rein in the use of AI and protect an individual's right to their voice.

    October 01, 2024Jeffrey N. Rosenthal, Timothy J. Miller and Liam Leahy
  • The LJN Quarterly Update highlights some of the articles from the nine LJN Newsletters titles over the quarter. Articles include in-depth analysis and insights from lawyers and other practice area experts.

    October 01, 2024LJN Staff and Contributors
  • In 2023, Pennsylvania joined the growing number of states enacting the National Association of Insurance Commissioners' (NAIC) Model Law on Insurance Data Security. On Dec. 11, 2024 (just four months away), the second phase of the law goes into effect, which requires licensees to undertake detailed risk assessments, design and implement comprehensive and written cybersecurity programs, and, for some organizations, publicly certify compliance with the law.

    September 01, 2024Joshua A. Mooney and Ashley Pusey
  • Instant access to the internet has made sharing photographs online easy. Unfortunately, this has opened the door to revenge porn. Revenge porn is a serious violation of privacy that can have devastating consequences for victims. How might a victim of revenge porn counteract posts of compromising photographs to social media?

    September 01, 2024Elisa Reiter and Daniel Pollack