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Using Artificial Intelligence In White-Collar Matters Image

Using Artificial Intelligence In White-Collar Matters

Robert G. Heim

AI currently is playing a growing role in helping white-collar lawyers and their clients analyze vast amounts of data to uncover insights, connections, and patterns that would be impossible to detect through manual reviews. This article provides an introduction to AI technology and discusses the key regulatory developments practitioners should be aware of as they advise their clients on AI.

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Waiver of Corporate Privilege By An Individual Defendant Image

Waiver of Corporate Privilege By An Individual Defendant

Benjamin Rosenberg

Individual employees often act pursuant to advice from their in-house counsel. If named as a defendant in which her action is challenged, the employee may want to assert advice of corporate counsel as a defense. But the privilege belongs to the employer, not the employee, and the employer may refuse to waive the privilege. Can the court abrogate the employer's privilege over the objection of the employer, and if so under what circumstances?

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White-Collar Enforcement Under the Biden Administration Image

White-Collar Enforcement Under the Biden Administration

Nate Robson

After much saber-rattling, the Biden administration's focus on white-collar corporate compliance is finally coming into focus. Law firms and white-collar compliance experts have long warned the administration's ramped-up focus was coming, but the pandemic largely nixed any initiatives. A spate of recent settlements coupled with the addition of a new white-collar leader at the U.S. Department of Justice is giving the public a look into what compliance will look like under Biden.

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Efforts to Provide Out-of-State Abortion Travel Benefits Face Rapidly Shifting Legal Landscape Image

Efforts to Provide Out-of-State Abortion Travel Benefits Face Rapidly Shifting Legal Landscape

Jessica Mach

Employment attorneys say the breadth of new state laws — and the pace at which they are going into effect — means in-house counsel at companies trying to create workarounds for employees in states with restrictive abortion laws by providing benefits that would allow them to travel out-of-state to access abortion services will need to be on high alert, since keeping up on top of the laws will be key to limiting their exposure to litigation — or even criminal penalties.

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DOJ NFT Insider Trading Indictment Skirts Securities Question, But Litigates Like It Is Image

DOJ NFT Insider Trading Indictment Skirts Securities Question, But Litigates Like It Is

Isha Marathe

The question of whether an NFT is a security has come up several times, and United States of America v. Chastain in the Southern District of New York brings the dispute back to the forefront.

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Questions Surround Expanded Government Authority to Seize Russian Assets Image

Questions Surround Expanded Government Authority to Seize Russian Assets

Robert J. Anello & Richard F. Albert

The purpose behind the Biden Administration's proposals to seize assets of Russian oligarchs is to punish a specific action by a state actor — Russia's invasion of Ukraine. The proposals, however, do not appear to be limited to this conduct alone and would outlast Russia's invasion. In times of war, it at least arguably may be appropriate to pass laws to expand the executive's authority to address specific hostile conduct. Such laws, however, should end with the conflict.

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The FRCP Rule 9(b) Standard In False Claims Act Cases Image

The FRCP Rule 9(b) Standard In False Claims Act Cases

Michael A. Sirignano

In recent years, federal circuit courts of appeals have set forth somewhat different standards that civil FCA complaints brought by private citizens, known as relators, must meet to satisfy Rule 9(b) — especially regarding whether representative examples of allegedly fraudulent claims must be included in a complaint.

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Companies Need to Focus On Compliance to Protect Against Aggressive Post COVID-19 White-Collar Prosecution Image

Companies Need to Focus On Compliance to Protect Against Aggressive Post COVID-19 White-Collar Prosecution

G. Zachary Terwilliger

Consider another paradox of the post-COVID world: The pandemic that initially disrupted federal prosecution of corporations has now heightened potential exposure in a number of areas. This is especially the case for those organizations that took advantage of government aid or today struggle to navigate snarled global supply chains.

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Climate Change Risk and Disclosure: A New Focus for SEC Enforcement Image

Climate Change Risk and Disclosure: A New Focus for SEC Enforcement

Jacqueline C. Wolff

Given the massive amount of dollars being poured into ESG funds and the SEC's renewed focus on both the funds and the companies in the funds, there is no time like the present for companies to engage in an assessment of their climate risks and how these risks and the status of the companies' ESG goals are being relayed to investors.

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Government Looking Into Insider Trading By Tipping Block Trades Image

Government Looking Into Insider Trading By Tipping Block Trades

Michael Miller & Daniel Podair

How the government might frame insider trading cases based on allegations of tipping before the execution of block trades in securities.

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