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Compliance Officers: Recent Regulatory Guidance and Enforcement Actions and Mitigating the Risk of Personal Liability Image

Compliance Officers: Recent Regulatory Guidance and Enforcement Actions and Mitigating the Risk of Personal Liability

Patrick Campbell, Jonathan New & Madison Gaudreau

This article explores legal developments over the past year that may impact compliance officer personal liability.

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The International Encryption Debate: Privacy Versus Big Brother Image

The International Encryption Debate: Privacy Versus Big Brother

Robert J. Anello & Richard F. Albert

Although increased reliance on technology such as emails and texts has provided greater opportunity to gather evidence of criminal activity, law enforcement agencies around the world complain that encryption technologies make it difficult to catch criminals and terrorists and therefore should be restricted.

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Carnival Execs May Face Criminal Charges Over Compliance Failures Image

Carnival Execs May Face Criminal Charges Over Compliance Failures

Sue Reisinger

Once again a company has felt the pain that comes when it is caught violating an agreement with the Department of Justice. After taking a tongue lashing from a federal judge for repeatedly violating the law, Carnival Corp. executives have until autumn to hire a chief compliance officer and begin meaningful compliance reforms at the world's largest cruise line.

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The Yates Memo is Here to Stay: Signs of Increasing Efforts to Hold Individuals Criminally Liable for Corporate Wrongdoing Image

The Yates Memo is Here to Stay: Signs of Increasing Efforts to Hold Individuals Criminally Liable for Corporate Wrongdoing

Carolyn H. Kendall & Yune D. Emeritz

It is axiomatic that companies cannot do wrong without the actions of individuals. However, the trend over the past few decades, with a few exceptions, has been that individuals generally were not prosecuted for their roles in corporate wrongdoing that harmed the public welfare. However, there appears to be a recent escalation in prosecutions of corporate executives.

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How to Respond to a Search Warrant Image

How to Respond to a Search Warrant

Marjorie Peerce & Mark S. Kokanovich

Imagine you are in-house counsel, working on a transactional document, when you receive a breathless call from a manager at one of your warehouses that a search warrant is being executed on the premises. What do you do?

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DOJ Corporate Enforcement Guidelines Are Placing Individual Defendants Between a Rock and a Whirlpool Image

DOJ Corporate Enforcement Guidelines Are Placing Individual Defendants Between a Rock and a Whirlpool

David S. Krakoff, Bradley A. Marcus & Nadav Ariel

For companies suspected of wrongdoing, cooperating with DOJ investigations and self-disclosing their misconduct often appears to be their only option to avoid prosecution and reduce large financial penalties. But, these benefits often come at a price, especially to company employees who are caught in the middle.

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Carrot Replaces Stick: Corporate Crime Enforcement In the Trump Administration Image

Carrot Replaces Stick: Corporate Crime Enforcement In the Trump Administration

Joseph F. Savage, Jr. & Marielle Sanchez

Elections have consequences, and the election of President Trump has resulted in a significant shift in law enforcement priorities. Corporate enforcement activity is at lows not seen in decades, despite an overall increase in federal criminal cases. This is a product of a change in priorities, both in terms of types of offenses and types of offender. So, for the time being, there will be almost unprecedented opportunity to achieve favorable resolutions for corporate clients.

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Judicial Skepticism Mounts Over the Use and Reach of Appellate Waivers Image

Judicial Skepticism Mounts Over the Use and Reach of Appellate Waivers

Harry Sandick & Danielle Quinn

A defendant who pleads guilty is usually required to waive a host of constitutional and statutory rights, such as the right to a jury trial, the right to confront and cross-examine adverse witnesses, the right to testify and present evidence. However, many defendants are also required to waive their right to appeal in order to receive a favorable plea agreement with the government.

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Should Trump's Foreign Policy Affect Criminal Prosecutions? Image

Should Trump's Foreign Policy Affect Criminal Prosecutions?

Robert J. Anello & Kostya Lantsman

Business has gone global. So too has business-related crime. In the interconnected business environment, white-collar criminal investigations and prosecutions frequently present cross-border issues and affect U.S. foreign relations. Indeed, in some recent high-profile cases, the Trump administration has implied that it sees law enforcement — or the lack of it — as one of the tools in its foreign policy arsenal.

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In the Courts

Surya Kundu

Seventh Circuit Distinguishes Between Truth and Truthiness

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