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In 1998, the Supreme Court reminded employers that “an ounce of prevention is worth a pound of cure.” Today, as a result of Faragher v. City of Boca Raton, 524 U.S. 775 (1998), Burlington Indus. v. Ellerth, 524 U.S. 742 (1998), and the many cases that followed, in-house counsel are responsible for ensuring that their companies avoid harassment and, if it unfortunately occurs, what steps can be taken to preserve the Faragher/Ellerth affirmative defense. The Faragher/Ellerth affirmative defense protects the employer from liability for harassment that does not result in a tangible employment action if the employer can demonstrate that: i) it took reasonable steps both to prevent sexual harassment and to remedy the sexually harassing conduct promptly once it was brought to the employer's attention; and ii) the harassed employee unreasonably failed to avail himself or herself of any corrective or preventive opportunities made available by the employer. Faragher at 807, Ellerth at 765. Although these companion cases dealt with sexual harassment, the holding has been expanded to all hostile work environment claims. (See, eg, Walsh v. National Computer Systems, Inc., 332 F.3d 1150 (8th Cir. 2003) (pregnancy); Swinton v. Potomac Corp., 270 F.3d 794 (9th Cir. 2001) (race)).
Every in-house counsel should adopt these nine steps to prevent and defend against a harassment claim.
The DOJ's Criminal Division issued three declinations since the issuance of the revised CEP a year ago. Review of these cases gives insight into DOJ's implementation of the new policy in practice.
The parameters set forth in the DOJ's memorandum have implications not only for the government's evaluation of compliance programs in the context of criminal charging decisions, but also for how defense counsel structure their conference-room advocacy seeking declinations or lesser sanctions in both criminal and civil investigations.
This article discusses the practical and policy reasons for the use of DPAs and NPAs in white-collar criminal investigations, and considers the NDAA's new reporting provision and its relationship with other efforts to enhance transparency in DOJ decision-making.
Active reading comprises many daily tasks lawyers engage in, including highlighting, annotating, note taking, comparing and searching texts. It demands more than flipping or turning pages.
There is no efficient market for the sale of bankruptcy assets. Inefficient markets yield a transactional drag, potentially dampening the ability of debtors and trustees to maximize value for creditors. This article identifies ways in which investors may more easily discover bankruptcy asset sales.