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Compliance Hotline

By ALM Staff | Law Journal Newsletters |
November 29, 2004

SEC Votes to Require Registration of Hedge Funds

The Securities and Exchange Commission (SEC) voted on Oct. 26 to require hedge funds to register with the agency. In a separate matter, the Commission also proposed modifications to the registration, communications, and offering processes under the Securities Act of 1933. These proposals would address communications related to registered securities offerings, delivery of information to investors, and registration and other procedures in the offering and capital formation process. The proposed rules may be found at http://www.sec.gov/rules/proposed/33-8501. pdf  or in digested form at www.sec. gov/news/press/2004-150.htm.

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