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What Types of Ex Parte Communications Are Permissible?

By Carrie N. Lowe and Jessica C. Cabral
May 30, 2006

The Health Insurance Portability and Accountability Act (HIPAA) (42 U.S.C.A
' 1320d) was enacted by Congress in 1996 and took effect on April 14, 2003. Although it was originally intended to increase access to health care by expanding insurance portability and renewability, privacy issues evolved due to developing technology that provided easy access to health information. As a result, Congress added additional safeguards to the seemingly innocuous Act. Such procedural safeguards have spawned a debate on whether HIPAA preempts state privacy laws, and if so, whether it prohibits ex parte communications between a plaintiff's treating physicians and defense counsel. Therefore, it's important for counsel to be aware of the various state and federal court decisions on the subject and the issues raised by both plaintiffs and defendants in this amorphous area of law.

Ex parte communication with a plaintiff's treating physicians is a litigation tool that has long been utilized by defense counsel. Not surprisingly, plaintiffs have fought long and hard to prevent this type of informal discovery. Both plaintiffs and defendants have valid arguments for and against such ex parte communication. Plaintiffs, for instance, have privacy concerns regarding the dissemination of confidential medical information that is not relevant to the litigation. They also argue that ex parte communications undermine the confidentiality of the patient-physician relationship.

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