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The SEC Whistleblower Incentives Program
he U.S. Securities and Exchange Commission (SEC or the Commission) is implementing a new whistleblower incentives program required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). Legal and compliance personnel at public companies, companies making non-public offerings, brokers and dealers, investment advisers, and mutual funds that have not yet familiarized themselves with the whistleblower program should take note: The rules are effective Aug. 12, 2011, and they significantly transform the whistleblower landscape. This article examines how the SEC plans to use the powerful new incentives to draw out would-be whistleblowers, and how it plans to sort through and make use of whistleblower complaints.
The SEC's New 'Securities Whistleblower Incentives Protection' Program
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Bankruptcy Sales: Finding a Diamond In the Rough
There is no efficient market for the sale of bankruptcy assets. Inefficient markets yield a transactional drag, potentially dampening the ability of debtors and trustees to maximize value for creditors. This article identifies ways in which investors may more easily discover bankruptcy asset sales.
Judge Rules Shaquille O'Neal Will Face Securities Lawsuit for Promotion, Sale of NFTs
A federal district court in Miami, FL, has ruled that former National Basketball Association star Shaquille O'Neal will have to face a lawsuit over his promotion of unregistered securities in the form of cryptocurrency tokens and that he was a "seller" of these unregistered securities.
Why So Many Great Lawyers Stink at Business Development and What Law Firms Are Doing About It
Why is it that those who are best skilled at advocating for others are ill-equipped at advocating for their own skills and what to do about it?
Blockchain Domains: New Developments for Brand Owners
Blockchain domain names offer decentralized alternatives to traditional DNS-based domain names, promising enhanced security, privacy and censorship resistance. However, these benefits come with significant challenges, particularly for brand owners seeking to protect their trademarks in these new digital spaces.
Coverage Issues Stemming from Dry Cleaner Contamination Suits
In recent years, there has been a growing number of dry cleaners claiming to be "organic," "green," or "eco-friendly." While that may be true with respect to some, many dry cleaners continue to use a cleaning method involving the use of a solvent called perchloroethylene, commonly known as perc. And, there seems to be an increasing number of lawsuits stemming from environmental problems associated with historic dry cleaning operations utilizing this chemical.