Compliance Officers: Recent Regulatory Guidance and Enforcement Actions and Mitigating the Risk of Personal Liability

This article explores legal developments over the past year that may impact compliance officer personal liability.

12 minute read August 01, 2019 at 12:57 AM
By
Patrick Campbell, Jonathan New and Madison Gaudreau
Compliance Officers: Recent Regulatory Guidance and Enforcement Actions and Mitigating the Risk of Personal Liability

On July 18, 2019, a federal grand jury in Cincinnati indicted the former compliance officer of a pharmaceutical distributor, James Barclay, the pharmaceutical distributor, and others with conspiring to illegally distribute controlled substances.

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