Crypto Executive Order ‘Both a Landmark and a Question Mark’

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  ITC General Exclusion Orders Targeting All Importers Are On the Rise

  By Daniel Muino, Brian Busey and Nomin-Erdene Jagdagdorj

  In recent years, the ITC has issued more General Exclusion Orders (GEOs) than in the past. For importers of products potentially implicated by a requested GEO, the GEO can be a major threat even if the importer is not a respondent in the case.

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  Ticket Resellers’ Campaign Raises Securities Law and Money Laundering Issues

  By Chris Castle

  Some markets allow for the sale of a future contract for tickets that have not gone on sale as yet (i.e., “speculative ticketing”). The future contract, like an option or a commodities future, allows someone to purchase the right to buy a ticket once the tickets are offered for sale. This seems to implicate securities law issues, broker-dealer regulations and potentially the general solicitation rule.

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  Rule 10b-5 Liability: The Second Circuit and ‘Rio Tinto’

  By Anthony Michael Sabino

  Part Three of a Three-Part Article

  The first two installments exposited Janus Capital Group, Inc. v. First Derivative Traders and Lorenzo v. S.E.C., both essential to understanding S.E.C. v. Rio Tinto, the Second Circuit’s most recent holding regarding Rule 10b-5 “scheme” liability. Now we examine how the “Mother Court” of federal securities law has tended to that branch of the mighty judicial oak rooted in that venerable regulation.

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  Acquitted-Conduct Sentencing: A Quagmire Neither the Supreme Court Nor the U.S. Sentencing Commission Can Continue to Avoid

  By Harry Sandick and Nicole Scully

  It has been common knowledge to criminal practitioners for years that a criminal defendant’s sentence for a crime which they have been convicted can be increased based on consideration of conduct that the jury acquitted. This outcome can make a partial acquittal in federal court into a pyrrhic victory.

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