SEC Revises Beneficial Ownership Reporting Rules

This article identifies certain information asymmetries in the SEC's beneficial ownership reporting rules, discusses the extent to which those information asymmetries are addressed (or not) under the SEC's recent rule amendments, and considers whether additional rule amendments or SEC guidance continue to be necessary.

10 minute readFebruary 01, 2024 at 12:07 AM
By
Sarah Heaton Concannon
Alexander Schwartz
SEC Revises Beneficial Ownership Reporting Rules

On Oct. 10, 2023, the Securities and Exchange Commission (SEC) adopted long-awaited rule amendments to Schedule 13D/13G reporting of beneficial ownership. Among other things, the amended rules shorten filing deadlines,

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