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November issue in PDF format Image

November issue in PDF format

ALM Staff & Law Journal Newsletters

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Features

In the Marketplace Image

In the Marketplace

ALM Staff & Law Journal Newsletters

Highlights of the latest equipment leasing news from around the country.

Features

When Is Equipment Not 'Equipment'? Inventory Leasing or Leasing to Rental Companies Image

When Is Equipment Not 'Equipment'? Inventory Leasing or Leasing to Rental Companies

Ken Weinberg & Barry S. Marks

Part One of this series discussed special perfection rules for purchase money security interest in inventory and additional risks when leased goods are 'inventory.' This second installment addresses: buyer in ordinary course of business under revised Article '9-320(A); power to transfer and entrusting under '2-403; and rights of buyers and Sublessee in ordinary course under '2A-305.

Features

Revised Proposal: Understanding the Interagency Statement on Complex Structured Finance Activities Image

Revised Proposal: Understanding the Interagency Statement on Complex Structured Finance Activities

Douglas J. Landy

Many U.S. financial institutions that have participated in equipment leasing transactions (particularly in the large-ticket and municipal markets) in the last 20 years will be keenly aware that as the structures grew ever more complicated, Congress and the federal regulatory agencies grew intensely interested. Whether the institution had a major role in the transaction or simply provided a service, some degree of scrutiny could be expected, often in conjunction with a tax audit of its client. The risks to financial institutions from participating in complex structured finance transactions of all types became a source for concern for banking and securities regulators. The principal federal regulators responded in 2004 with a proposal that financial institutions investigate, and bear responsibility for evaluating, the legal, tax, and accounting basis of their clients' complex structured finance transactions. The goal: to limit the institutions' own credit, legal, and reputational risk from such participation.

The USA PATRIOT Act Renewed: Reassessing Money Laundering Risk in Finance Transactions Image

The USA PATRIOT Act Renewed: Reassessing Money Laundering Risk in Finance Transactions

Stephen J. McHale & David G. Mayer

The federal government is stepping up its aggressive enforcement of anti-money laundering/combating the financing of terrorism ('AML/CFT'). Enforcement actions have already spread beyond 'traditional' financial institutions, such as banks. Regulations that are expected to be promulgated soon will likely embolden these enforcement actions against leasing companies, equipment vendors, finance companies, and other 'financial institutions.' These parties should reassess their compliance risk under the AML/CFT rules. The consequences of these risks are important. For example, the loss of reputation from being brushed with the taint of money laundering can sink a business.

November issue in PDF format Image

November issue in PDF format

ALM Staff & Law Journal Newsletters

…

IP News Image

IP News

Eric Agovino

Highlights of the latest intellectual property news from around the country.

Features

Supreme Court to Review Obviousness Standard: Is a Higher Bar for Patentability Imminent? Image

Supreme Court to Review Obviousness Standard: Is a Higher Bar for Patentability Imminent?

Steven S. Yu, M.D.

In reviewing <i>KSR Int'l v. Teleflex, Inc.</i> (No. 04-1350), the Supreme Court is set to tackle one of the fundamental issues of patentability ' the standard for obviousness under 35 U.S.C. '103. As expected, this case has generated significant interest and numerous <i>amicus</i> briefs have been filed. With oral argument expected to be heard late this month, this case marks the first time in 30 years that the Court will examine this particular issue.

e-Commerce Docket Sheet Image

e-Commerce Docket Sheet

ALM Staff & Law Journal Newsletters

Recent cases in e-commerce law and in the e-commerce industry.

Blogging and the Workplace Image

Blogging and the Workplace

Philip L. Gordon & Katherine Cooper Franklin

Blogs can reach millions of readers long before the employer learns about a potentially worrisome posting. No laws specifically regulate blogging per se, and there's virtually no guiding case law. And so, employers must look elsewhere for guidance on balancing employees' interest in life away from work and ensuring that employees' blogging doesn't damage business interests; that elsewhere is a new destination on the company document roster: a blogging policy.

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