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Second Circuit May Address SEC's 'Tolling Agreements' Tool
The U.S. Court of Appeals for the Second Circuit signaled last month that it may fully address, for the first time, the question of whether a decades-old change to federal law rendered a commonly used tool for extending U.S. Securities and Exchange Commission investigations unenforceable in federal court.
At the heart of the dispute is the SEC's use of "tolling agreements," which allow the agency to extend the five-year statute of limitations for bringing an enforcement action. The mechanism is generally seen as beneficial to both sides of an SEC investigation, and the pacts themselves have rarely, if ever, been challenged in federal court.
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Why So Many Great Lawyers Stink at Business Development and What Law Firms Are Doing About It
Why is it that those who are best skilled at advocating for others are ill-equipped at advocating for their own skills and what to do about it?
Bankruptcy Sales: Finding a Diamond In the Rough
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The DOJ's Corporate Enforcement Policy: One Year Later
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A Lawyer's System for Active Reading
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