This three-part series discusses the Second Circuit's recent Securities law landmark case,S.E.C. v. Rio Tinto. However, in order to discussRio Tinto, it is important to first
Rule 10b-5 Liability: The Second Circuit and 'Lorenzo'
Part Two of a Three-Part Article This three-part series discusses the Second Circuit's recent Securities law landmark case, S.E.C. v. Rio Tinto. However, in order to discuss Rio Tinto, it is important to first understand the Supreme Court landmark cases upon which Rio Tinto is based: Janus Capital Group, Inc. v. First Derivative Trader, discussed in the first installment, and S.E.C v. Lorenzo, discussed here.

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